| 研究生: |
郭雨青 Yu-ching Guo |
|---|---|
| 論文名稱: |
意外事故調查方法研究 Industrial Accident Investigation Techniques |
| 指導教授: |
于樹偉
Woei Yu Shuh |
| 口試委員: | |
| 學位類別: |
碩士 Master |
| 系所名稱: |
工學院 - 環境工程研究所 Graduate Institute of Environmental Engineering |
| 畢業學年度: | 97 |
| 語文別: | 中文 |
| 論文頁數: | 201 |
| 中文關鍵詞: | 根本原因分析 、系統化事故調查 、意外事故調查技術 、事件及成因 |
| 外文關鍵詞: | Systematic Incident, Accident Investigation Techniques |
| 相關次數: | 點閱:19 下載:0 |
| 分享至: |
| 查詢本校圖書館目錄 查詢臺灣博碩士論文知識加值系統 勘誤回報 |
非預期事件如意外事故和異常狀態的調查與報告,對潛在風險的辨識及控制極具關鍵性,同時還可符合製程安全管理的法令規定和OHSAS 18001要求。事故調查主要目的為了解事故發生的真相,進而改善風險控制與管理系統缺失之處,避免相同、相似的災害一再發生,而非著重於責任歸屬或指責特定人士。因此,深入探討意外事故的直接原因,並找尋事故的貢獻因子和基本因子是非常重要的。事故調查最常犯的錯誤是只調查事故的直接原因,而並未深入調查管理系統失效層面,儘管勞動檢查法第26條,已經在台灣執行超過15年,但是我國仍然缺乏有效的意外事故調查方法和專精事故調查的人員,也成為預防職業傷害和工安事故的主要障礙,因此本研究主要的目的為提供實用和有效的意外事故調查方法。
本研究以系統化的意外事故調查方式引領事故調查,一般而言,事故調查主要由證據收集、分析證據和根本原因分析幾個步驟所構成。本研究認為事件及成因圖在眾多事故調查技術中,為較具系統化和邏輯性的方法,可以協助證據與資料的彙整並且重新檢視資料不足之處,但由於事件及成因圖本身的定義較為籠統,因此本研究經由修正事件及成因序列技術,以提升該技術的應用性。由於報告內容完整,本研究引用美國化學安全與危害調查委員會BP德州煉油廠調查報告,驗證本研究所提的方法。美國化學安全與危害調查委員會的邏輯樹分析結果,與本研究根本原因分析結果一致。
經由BP德州煉油廠事故的驗證,本研究所提的事故調查方法論可以產出一致性和有意義的結果,因此本研究相信所提的技術可以有效使用於調查與製程相關的意外事故。
Investigating and reporting of unplanned events such as accidents, incidents, and even near-miss events are critical for identifying and controlling potential safety risks as well as fulfilling the requirements of Process Safety Management and OHSAS 18001. The purpose of these activities is not to find fault or lay blame, but rather to identify the basic causes of accidents and incidents so that controls can be put in place to prevent further occurrences. Hence it is essential to look beyond the immediate cause of an accident and look for the contributing factors and basic causes. The most common mistake made by accident investigators is jumping to conclusions on the basis of immediate appearances. A proper investigation has to look into the management system failures. Despite the fact that Article 26 of the Labor Inspection Law has been enforced in Taiwan for about 15 years, the lack of effective accident investigation methodology and the competency level of the safety professionals responsible for accident investigation remain to be one of the key factors hindering the prevention of occupational injuries and process accidents. Hence the primary objective of this study is to provide practical solutions to the problems commonly encountered in incident investigation in Taiwan.
A system approach for accident investigation is proposed in this study. The methodology is primarily composed of the steps of collection of evidence and facts, analysis of the information, and root cause analysis. A modified events and causal factors charting, ECFC, is proposed in this study. Modification of the original ECFC makes compiling and organizing accident evidences more effective. It also has the advantage of yielding a set of potential root causes. Because of its detailed description of the affected process units and the background information leading to the catastrophe, the investigation report of the Chemical Safety and Hazard Investigation Board of the US on the BP Texas City refinery accident is used to verify the methodologies proposed in this study. Root cause analysis of the BP Texas City accident is based on the methodology proposed by the Center for Chemical Process Safety of the US.
Preliminary analysis of the proposed methodology using the BP Texas City accident yields consistent and meaningful results. It is believed that the proposed technique can be used in investigating process-related accidents.
[1] Livingston AD, Priestley K, Root causes analysis: Literature review, HSE, Britain, 2001.
[2] James A, The Report of The BP U.S. Refineries Independent Safety Review Panel, BP , 2007.
[3] BSI, Occupational Health and Safety Management Systems Requirements, United Kingdom, 2007.
[4] 行政院勞工委員會,勞動檢查法施行細則,http://laws.cla.gov.tw/ ,2002年12月。
[5] Storbakken R, An Incident Investigation Procedure for Use In Industry, University of Wisconsin-Stout Menomonie, USA, 2002.
[6] Center for Chemical Process Safety, 2nd Edition, Guidelines for Investigating Chemical Process Incidents, American Institute of Chemical Engineers, USA, 2003.
[7] Snorre S, Methods for accident investigation, Norwegian University of Science and Technology, Norwegian, 2002.
[8] Hollnagel E, Barriers and Accident Prevention, Ashgate Publishing Limited, Burlington, VT, USA, 2004.
[9] Department of Energy, Implementation Guide For Use With DOE Order 225.1A, Accident Investigations, USA, 1997.
[10] Munson S, Assessment of Accident Investigation methods: for wildland firefighting incidents by case study method, University of Montana, 1999.
[11] 財團法人台灣產業服務基金會,事故調查指南,經濟部工業局,1998年6月。
[12] Sutton IS, Incident Investigation and Root Cause Analysis, Sutton Technical Books, Houston, Texas, 2008.
[13] Buys JR, Clark JL, Events and Causal Factors Analysis, Technical Research and Analysis Center, Idaho, USA, 1995.
[14] Groeneweg J, 5th Edition, Controlling the Controllable, Preventing Business Upsets, Global Safety Group, 2002.
[15] British Petroleum, Incident Investigation-Root Cause Analysis Trainig:Comprensive List of Causes, London, 1999.
[16] Vesely WE, Goldberg FF, Robert NH, Haasl DF, Fault tree handbook, Nuclear Regulatory Commission, USA, 1981.
[17] United States Coast Guard: Risk Based Decision Making Guidelines, http://www.uscg.mil/default.asp.
[18] Department of Energy, Buys JR, Standardization Guide for Construction and Use of MORT-Type Analystic Trees, USA, 1992.
[19] Frei R, Kingston J, Koornneef F, Schallier P, NRI MORT User’s Maual, The Noordwijk Risk Initiative Foundation, 2002.
[20] Ferjencik M, Kuracina R, MORT WorkSheet or how make MORT analysis easy, Journal of Hazardous Materials, 2006, 151:143-154。
[21] Nivoliantou ZS, Leopoulos VN, Konstantinidou M, Comparison of techniques for accident scenario analysis in hazardous systems, Journal of Loss Prevention in Process Industries, 2004, 17:465-475。
[22] Rausand M, Event Tree Analysis, http://www.ntnu.no/ , 2005.
[23] Chemical Safety and Hazard Investigation Board, Summary Report-Nitrogen Asphyxiation, USA, 1998.
[24] 陳隆展,事故調查案例分析,財團法人工業技術研究院產業學院。
[25] Hatcher S, Incident Investigation-Working to Prevent Recurrence, Louisiana Pacific, USA, 2007.
[26] Jacinto C, Aspinwall E, Work Accident Investigation Technique, New University of Lisbon, Portugal, 2003.
[27] 中華民國環保法規資料中心,毒性化學物質管理法,http://law.epa.gov.tw/,2007年1月 。
[28] 中華民國環保法規資料中心,空氣污染防制法,2006年5月30,http://law.epa.gov.tw/ 。
[29] 行政院勞委會,勞工安全衛生法,http://laws.cla.gov.tw/,2002年6月。
[30] 台灣巴斯夫,事故通報單。
[31] The Canadian Centre for Occupational Health and Safety, What is an accident and why should it be investigated, http://www.ccohs.ca/ .
[32] 行政院勞委會,危險性工作場所審查檢查辦法,http://www.fpg.com.tw/,2005年6月。
[33] Chemical Safety and Hazard Investigation Board, Investigation Report, Refinery Explosion and Fire, USA, 2007.
[34] British Petroleum, Fatal Accident Investigation Report, Isomerization Unit Explosion Interim Report, Texas, USA, 2005.
[35] 產業服務基金會,安全文化與行為安全技術實務手冊,經濟部工業局,2007年7月。